Financial firms operate under intense regulatory scrutiny and face sophisticated cyberthreats. P-Bon Consulting delivers managed IT and cybersecurity built for the regulatory realities of financial services — so you can focus on growing your clients' wealth, not worrying about your systems.
Regulators now require documented cybersecurity programs, incident response plans, and regular risk assessments. Non-compliance means enforcement action.
New York's 23 NYCRR 500 requires covered entities to maintain a cybersecurity program, designate a CISO, and report incidents within 72 hours.
Business email compromise targeting financial firms costs the industry billions annually. One spoofed instruction can move millions in seconds.
FINRA and SEC require specific electronic record retention. Are your communications and trade data archived correctly and retrievably?
Regulators hold you responsible for the cybersecurity practices of your technology vendors. Do you know what access they have — and how they protect it?
When a breach occurs, you have hours — not days — to respond and report. Without a tested incident response plan, you'll fail on both counts.
We help you build and document the technical controls required by SEC, FINRA, and NYS DFS — so you walk into every examination prepared.
Multi-factor authentication, encrypted communications, advanced threat detection, and anti-fraud controls built for financial environments.
Secure email with anti-BEC controls, plus compliant email archiving and eDiscovery capabilities to meet FINRA record retention requirements.
Documented, tested incident response plans that meet regulatory requirements — so when something happens, you respond with confidence, not chaos.
Compliant cloud configurations with proper access controls, MFA, and audit logging to support your regulatory obligations.
Executive-level technology leadership to help your firm stay ahead of regulatory changes and technology risks — without hiring a full-time CTO.
Book a free 30-minute strategy call with Wlad. We'll assess your current cybersecurity posture against SEC/FINRA requirements and identify your most critical gaps — at no cost and no obligation.
Call: (516) 710-9431
